2009

• The Cardiff Property plc – advised, as Rule 3 Adviser, on Rule 9 waiver
• Arc Growth Company VCT plc – advised, as Sponsor, on Related Party Transaction
• Black Rock Oil & Gas plc – advised, as Nominated Adviser, on financial restructuring, capital raising and Rule 9 waiver
• RAM Investment Group plc – advised, as Nominated Adviser, on Rule 15 disposal of business and adoption of new investing policy
• Brinkley Mining plc – advised, as Nominated Adviser, on Rule 15 disposal of business and adoption of new investing policy
• Immersion Technologies International Plc – advised, as Nominated Adviser, on adoption of new investing policy
• Dawmed Systems plc – advised, as Nominated Adviser, on Rule 15 disposal and adoption of new investing policy
• All IPO plc – advised, as Nominated Adviser and Rule 3 Adviser, on recommended offer for company
• Solo Oil plc – advised, as Nominated Adviser, on capital raising and acquisition of investment
• Bedford Row VCT plc – advised, as Sponsor, on 'C' share conversion
• Allied Gold Limited – advised, on Nominated Adviser, on acquisition and placing
• Serabi Mining plc – advised, as Nominated Adviser and Broker, on fund raising and open offer
• Pathfinder Properties plc – advised, as Nominated Adviser, on Rule 15 disposal of property and adoption of new investing policy
• Lonrho plc – advised, as Nominated Adviser, on capital raising
• Top Level Domain Holdings plc – advised, as Nominated Adviser, on acquisitions
• Oxford Technology 2 VCT plc – advised, as Sponsor, on issue of prospectus

2008

• Conister Financial Group plc – advised, as Nominated Adviser, on Scheme of Arrangement and Admission to AIM
• The Cardiff Property plc – advised, as Rule 3 Adviser, on Rule 9 Code Waiver
• Nipson Digital Printing Systems plc – advised, as Nominated Adviser, on issue of Convertible Loan Notes, Financial Restructuring and Related Party Transaction
• Hygea VCT plc – advised, as Sponsor, on Offer for Subscription
• Arc Growth VCT plc – advised, as Sponsor, on Offer for Subscription
• Leni Gas & Oil plc – advised, as Nominated Adviser, on Joint Venture and Acquisition
• Conister Financial Group plc – advised, as Nominated Adviser, on Disposal
• Pathfinder Properties plc – advised, as Nominated Adviser, on Related Party Disposal
• TXO plc – advised, as Nominated Adviser, on Financial Restructuring, Related Party Transaction and Capital Reorganisation
• RAM Investments Group plc – advised, as Nominated Adviser, on Disposal, Financial Restructuring and adoption of new Investment Strategy
• Caplay plc – advised, as Nominated Adviser, on Investment